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FINRA Awards for Marie Mirch

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0138110/25/2017Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Bhaskar Vyas, First Affiliated Securities
Respondent Lawyers(s): Bhaskar Chandrakant Vyas, Donna Bartlett
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
Checkmark Icon$107,865
15-0288609/12/2017Claimant(s): Sujata Vyas
Claimant Lawyers(s): Marie Mirch
Respondent(s): Interfirst Capital Corporation
Respondent Lawyers(s): Dennis M. Holmgren
Arbitrator(s): Mark R. Lee, Alan Joseph Goldstein, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconDismissed by Rule 12206
12-0337402/10/2014Claimant(s):
Claimant Lawyers(s):
Respondent(s): Michael DiPietro, First Allied Securities.
Respondent Lawyers(s): Jessica Levine, Marie Mirch
Arbitrator(s): Brian W. Yee, Paul A. Cash, Steven M. Guttell
Hearing Site: Phoenix, AZ
Checkmark Icon$0
11-0311605/22/2013Claimant(s): Michael Stief
Claimant Lawyers(s): Marie Mirch
Respondent(s): Adam Antoniades, Alan Marcum, Catherine Cosgrove, Chapin Giordano, Craig Dindinger, David Rogers, Donna Bartlett, Dwight Badger, Garrett Merrill, Keith Daubenspeck, Michael Marderosian, Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Jeffrey Compton, Marie Mirch, Michael Frederick Marderosian
Arbitrator(s): James O. Johnson, William L. Merkin, Sally G. Williams
Hearing Site: San Diego, CA
Checkmark IconExpungement
09-0692412/15/2011Claimant(s): Marie Mirch
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Joseph C. Roberts, Joseph M. O'Connor, Gregory Jay Gursey
Hearing Site: Reno, NV
Checkmark IconExpungement

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