18-03960 | 11/12/2019 | Claimant(s): Catherine Baker Claimant Lawyers(s): D. Daxton White Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, John A. Baynes Hearing Site: Charlotte, NC
| | $228,384 |
16-03376 | 12/06/2017 | Claimant(s): Randy Wiles Claimant Lawyers(s): Randy Dale Wiles Respondent(s): Frank Beals Respondent Lawyers(s): Darren Goodman Arbitrator(s): John A. Baynes, Susan L. Luck, Frank E. Wolf Hearing Site: Charlotte, NC
| | $0 |
15-00010 | 05/03/2017 | Claimant(s): Steven Griff Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Robert T. Allen, John A. Baynes, Brock B. Gordon Hearing Site: Charlotte, NC
| | $0 |
15-00598 | 06/07/2016 | Claimant(s): Richard Forde, RGA Forde, Godwin Fund Partners, L.P. Claimant Lawyers(s): Brian J. Brislen Respondent(s): TD Ameritrade Clearing., TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): John A. Baynes, Frank Samuel Perri, Celeste A. Beron Hearing Site: Charlotte, NC
| | $1,050,750 |
13-02557 | 03/06/2015 | Claimant(s): Shari Hanson Claimant Lawyers(s): Donald M. Brown Respondent(s): Stephen Englese, Equity Services. Respondent Lawyers(s): Derek C. Anderson, Stephen Anthony Englese Arbitrator(s): John A. Baynes, Michael C. Wittenberg, CPF, CLU, ChFC, John Russell Barlow Hearing Site: Charlotte, NC
| | $0 |
13-01545 | 07/16/2014 | Claimant(s): Gloria Kirby, Beneficiary to the Maynard J. Kirby IRA, Gloria M. Kirby IRA Claimant Lawyers(s): Robert A. Kantas, Ryan Cook Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): John A. Baynes, Stephen P. Hoffman, James Edwin Jackson Hearing Site: Columbia, SC
| | Expungement |
11-04113 | 02/12/2013 | Claimant(s): Allen Hauser Claimant Lawyers(s): Sara E. Hanley Respondent(s): Morris Weisner Respondent Lawyers(s): Morris Clinton Weisner Arbitrator(s): Robert T. Allen, John A. Baynes, James F. Major Hearing Site: Charlotte, NC
| | $177,116 |