18-04014 | 02/03/2021 | Claimant(s): JC McCall Revocable Trust Claimant Lawyers(s): Gail E. Boliver Respondent(s): Carmine Berardi, Jonathan McCormack, Philip Sparacino, Robert Spiegel, William Gennity, First Standard Financial Company LLC Respondent Lawyers(s): Craig A. Riha, Martin H. Kaplan Arbitrator(s): Alain Frecon Hearing Site: Des Moines, IA
| | $114,383 |
18-02740 | 11/25/2020 | Claimant(s): Finitive LLC, North Capital Private Securities Corpora Claimant Lawyers(s): Martin H. Kaplan Respondent(s): CleanCapital LLC, Jon Barlow Advisory LLC Respondent Lawyers(s): Kimberly A. Havlin, Martin H. Kaplan Arbitrator(s): Michael J. Maran, Camille S. Cooper, Ronald Harris Kisner Hearing Site: New York, NY
| | $0 |
11-03723 | 08/27/2013 | Claimant(s): Katharine Hazen, Kirk Hazen Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Patricia Gunn Hearing Site: Orlando, FL
| | Expungement |
11-03110 | 08/26/2013 | Claimant(s): James Brunner, Louise Brunner Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
| | Expungement |
11-03109 | 07/23/2013 | Claimant(s): Lincoln Mendez Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Joseph L. Bernstein Hearing Site: Ft. Lauderdale, FL
| | Expungement |
11-03539 | 07/19/2013 | Claimant(s): Lois Padgett, Vic Padgett Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Amelia F. Adams Hearing Site: Indianapolis, IN
| | Expungement |
11-04134 | 07/01/2013 | Claimant(s): Randall Strider, Roland Stout, Randy and Randy. Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC
| | Expungement |
11-04165 | 05/28/2013 | Claimant(s): Douglas Ray Cheek D/P/A for Bobby Cheek Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Patricia Ann Tracey Hearing Site: Charlotte, NC
| | Expungement |
12-00037 | 05/28/2013 | Claimant(s): Estelle Kranzberg, Morris Kranzberg Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Denny Darmodihardjo, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Richard S. Zaifert Hearing Site: Boca Raton, FL
| | Expungement |
11-04063 | 05/24/2013 | Claimant(s): Steven Mink Claimant Lawyers(s): Lars K. Soreide Respondent(s): Bruce Guarino, Rockwell Global Capital LLC Respondent Lawyers(s): Martin H. Kaplan Arbitrator(s): Robert J. Ambrogi Hearing Site: Augusta, ME
| | Expungement |