08-04027 | 03/29/2010 | Claimant(s): Arun Verma, Karuna Verma, Makan Limited Partnership Claimant Lawyers(s): C. Mark Stratton Respondent(s): Wachovia Securities, John Montfort, A.G. Edwards & Sons. Respondent Lawyers(s): Daniel Kirshbaum, Jack C. Ballard Arbitrator(s): Thomas D. Nagle, Dale A. Hearn, Charles S. Chester Hearing Site: Houston, TX
| | $82,837 |
07-02520 | 01/07/2009 | Claimant(s): T. Bradley Sprague & Jeannette Sprague Claimant Lawyers(s): Douglass D. Hearne Respondent(s): Steven Hill, Laidlaw & Company, Ltd. Respondent Lawyers(s): C. Mark Stratton Arbitrator(s): Jeff Kilgore, Charles S. Chester, Carol Frances Relihan Hearing Site: Houston, TX
| | $297,051 |
06-02116 | 06/12/2008 | Claimant(s): Hatch Insurance Agency. Claimant Lawyers(s): C. Mark Stratton Respondent(s): Kirlin Securities. Respondent Lawyers(s): Isaac M. Zucker Arbitrator(s): Terrence J. Fleming, Robert Lee Nelson, Grant D. Sanders Hearing Site: Minneapolis, MN
| | $30,000 |
04-08200 | 11/09/2007 | Claimant(s): Barbara Davis Claimant Lawyers(s): C. Mark Stratton Respondent(s): Emmett Johnson, Prudential Equity Group, Warren Johnson Respondent Lawyers(s): James M. McCown, Retta Miller Arbitrator(s): James E. Lane, Daniel J. Pagnano, Edmund Herbert Hecht Hearing Site: Houston, TX
| | $130,000 |