| 13-03743 | 05/07/2015 | Claimant(s): Viola Nutt, PTC Cust Rollover IRA FBO of Viola Nutt, V. Elaine Nutt Revocable Living Trust
Claimant Lawyers(s): Joseph Spiegel
Respondent(s): Bradley FischerL Financial LLC
Respondent Lawyers(s): Bradley Schram
Arbitrator(s): Jack J. Mazzara, Jack L. Somers, Michael George Kelly
Hearing Site: Detroit, MI
|  | Expungement |
| 14-00877 | 03/30/2015 | Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 09-05805 | 03/18/2011 | Claimant(s): Barbara Golds, Jack Golds IRA, Jack Golds, Roth IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): LPL Financial LLC, David Steckler, Legent Clearing, Linsco/Private Ledger Corp
Respondent Lawyers(s): Christopher H. Tovar, David H. Jarvis, James E. Roach
Arbitrator(s): Larry C. Kreul, Jacqueline R. Fox, Michael George Kelly
Hearing Site: Detroit, MI
| | $175,000 |
