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FINRA Awards for Michael George Kelly

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0284111/29/2019Claimant(s): Debrah Oelke, Pamela Grether
Claimant Lawyers(s): Paul A. Lieberman
Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney
Hearing Site: Milwaukee, WI
16-0324108/20/2018Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Jennifer L. Ciralsky
Respondent(s): Michael Kelly, Paul K Ramus, Todd Barden, Great Lakes Retirement Plan Consultants
Respondent Lawyers(s): Jennifer L. Ciralsky, Sean M. Sweeney
Arbitrator(s): Howard N. Rubin, Mark A. Frankel, Dennis M. Selby
Hearing Site: Milwaukee, WI
15-0261810/30/2015Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joe Gehring
Respondent(s): Brian Green
Respondent Lawyers(s): Daniel Quick
Arbitrator(s): Melissa B. VanDam, Michael George Kelly, James George Timpa
Hearing Site: Detroit, MI
11-0039807/18/2012Claimant(s): Anthony Desantis
Claimant Lawyers(s): Mark T. Butler
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Jacqueline R. Fox, Dana R. Dawe, Michael George Kelly
Hearing Site: Detroit, MI

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