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FINRA Awards for Louis H. Miron

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0448111/06/2013Claimant(s): Philip Evans
Claimant Lawyers(s): Phillip Evans
Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies.
Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz
Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian
Hearing Site: Newark, NJ
Checkmark Icon$135,000
10-0201109/23/2011Claimant(s): Stanley Fela
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Thomas Caprio
Respondent Lawyers(s): Richard DeVita
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark IconExpungement
08-0064812/11/2009Claimant(s): Augustus Capers, Gertrude Capers
Claimant Lawyers(s): Gertrude H. Capers
Respondent(s): Quest Capital Strategies., Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Louis H. Miron
Arbitrator(s): Kip C. Lubcke, Margaret Leggett Tarver, Chris H. Naum
Hearing Site: Newark, NJ
Checkmark Icon$0

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