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FINRA Awards for Louis H. Miron

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0160903/22/2024Claimant(s): Dawne Ferland
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Barry Goldman, Kyle E Higgason, John G Banner
Hearing Site: Cincinnati, OH
18-0219203/27/2019Claimant(s): David Netkin
Claimant Lawyers(s): Louis H. Miron
Respondent(s): Morgan Stanley DW Inc., Atlantic Group Securities.
Respondent Lawyers(s): Abigail D. Elrod, John Sabo
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
10-0530711/23/2011Claimant(s): Thomas Frothingham
Claimant Lawyers(s): Louis H. Miron
Respondent(s): James Conlin, Kabrik Trading LLC
Respondent Lawyers(s): James Conlin
Arbitrator(s): Harold Webb
Hearing Site: New York, NY

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