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FINRA Awards for Peter A. Cartwright

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0152310/22/2021Claimant(s): Marjorie Lebenbom
Claimant Lawyers(s): Daniel W. Weininger
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jordan D. Weinreich
Arbitrator(s): Mauricio Kohn, Peter A. Cartwright, Michael John Falvo
Hearing Site: Detroit, MI
Checkmark Icon$0
13-0274109/26/2014Claimant(s): Nestor Fernandez
Claimant Lawyers(s): Michael M. Mincieli
Respondent(s): Deutsche Bank Securities., Wells Fargo Securities
Respondent Lawyers(s): David Guidry, Matthew Kalinowski
Arbitrator(s): Peter A. Cartwright, Barry David Thorpe, Robert G. Geeseman
Hearing Site: Miami, FL
Checkmark Icon$0
09-0250011/13/2009Claimant(s): Elizabeth Dankman
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ellyn Mccolgan, Norman Malo, National Financial Services LLC, Brookstreet Securities Corporation
Respondent Lawyers(s): Alex Sabo, H. Thomas Fehn, Michael G. Shannon, Tracy L. Gerber
Arbitrator(s): Alexander I. Heckman, Peter A. Cartwright, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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