| 09-02418 | 10/11/2010 | Claimant(s): Charles Patton
Claimant Lawyers(s): Robert E. Prussing
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Martin Olinick, Alan Stamm, Daniel Su
Hearing Site: Los Angeles, CA
|  | $0 |
| 10-00561 | 08/04/2010 | Claimant(s): Kevin Duling
Claimant Lawyers(s): Kevin Duling
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Bruce Keplinger
Hearing Site: Omaha, NE
| | $6,438 |
| 09-04022 | 06/25/2010 | Claimant(s): Salma Keith
Claimant Lawyers(s): Salma S. Keith
Respondent(s): Clay Evans, Wells Fargo Investments
Respondent Lawyers(s): Kenneth C Mennemeier
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | $5,000 |
| 09-02725 | 06/03/2010 | Claimant(s): Bruce Hughes, Mark F. Bryant Testamentary Trust
Claimant Lawyers(s): Thomas M. Haskins
Respondent(s): Charlotte Maier, Wells Fargo Investments
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Samuel E. Wing, Anthony B. Petrelli, Thomas L. Dueber
Hearing Site: Denver, CO
| | $0 |
| 09-03935 | 05/27/2010 | Claimant(s): John Jones
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Wells Fargo Investments, Evan Sanchez, Robert Lenz
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Charles E. Farnsworth, Jonathan Holman Hathaway, Homer L. Davis
Hearing Site: San Francisco, CA
| | $140,250 |
| 09-03579 | 05/27/2010 | Claimant(s): The Elayne S. Wolfenson Trust, The Marvin E. Wolfenson Trust
Claimant Lawyers(s): Ronald L. Haskvitz
Respondent(s): Wells Fargo Investments, Todd Baker
Respondent Lawyers(s): Kristina W. Carlson
Arbitrator(s): Roger D. Johnson, Peter N. Thompson, Joan L. Volz
Hearing Site: Minneapolis, MN
| | $238,113 |
| 09-03250 | 05/07/2010 | Claimant(s): Walter Cole and Antoinette Cole JTTEN
Claimant Lawyers(s): John S. Gaughan
Respondent(s): Wells Fargo Investments, Michael Mcgraw
Respondent Lawyers(s): Vanessa Hoffman
Arbitrator(s): Ralph H. Erickson
Hearing Site: Los Angeles, CA
| | $5,000 |
| 09-00877 | 01/13/2010 | Claimant(s): Frank Lopez, Frank R. Lopez Living Trust
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
| | $0 |
| 09-00819 | 12/07/2009 | Claimant(s): Kathleen Castle, Trustee
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa Hoffmann
Arbitrator(s): John J. George, James W. Warren, William Patterson Cashill
Hearing Site: Reno, NV
| | $57,981 |
| 09-02795 | 11/19/2009 | Claimant(s): Phyllis Mossman
Claimant Lawyers(s): Phyllis M. Mossman
Respondent(s): Wells Fargo Investments, Michael Hampton
Respondent Lawyers(s): Vanessa Hoffman
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
| | $213 |
