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FINRA Awards for Las Vegas, NV

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Displaying 11-20 out of 98 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0366209/17/2021Claimant(s): Janelle Salon, Salon Family Trust
Claimant Lawyers(s): Gus W. Flangas
Respondent(s): Morgan Stanley, Perry Basch
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn
Hearing Site: Las Vegas, NV
Checkmark Icon$0
21-0056907/28/2021Claimant(s): John K and Mary L Campbell Family Trust
Claimant Lawyers(s): John K. Campbell
Respondent(s): Michael Masterson
Respondent Lawyers(s): Geoff S. Beckham
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
Checkmark Icon$0
20-0219502/10/2021Claimant(s): Jennifer Scheffer, Jimmy Epley
Claimant Lawyers(s): Jimmy D. Epley
Respondent(s): Paul Kuhn
Respondent Lawyers(s): Joanna M. Myers
Arbitrator(s): Joseph Winter
Hearing Site: Las Vegas, NV
Checkmark Icon$0
20-0062907/28/2020Claimant(s): Bancwest Investment Services.
Claimant Lawyers(s): Stephen Young
Respondent(s): Damante Ballard
Respondent Lawyers(s): Damante Ballard
Arbitrator(s): Erik R. Siering, Avery B. Goodman, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
Checkmark Icon$0
20-0009205/14/2020Claimant(s): Dorothy Brown, Forrest Brown
Claimant Lawyers(s): Forrest D. Brown
Respondent(s): Morgan Stanley, Jerri Pratt, Kenneth O'Connell
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Las Vegas, NV
Checkmark Icon$19,400
18-0389108/19/2019Claimant(s): Ann De Jong, Wildchild Spendthrift DTD 7/29/16 Trust
Claimant Lawyers(s): Benjamin Edwards
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
Checkmark Icon$41,451
18-0151508/08/2019Claimant(s): Jay Hu
Claimant Lawyers(s): Jay Z Hu
Respondent(s): Regal Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran
Hearing Site: Las Vegas, NV
Checkmark Icon$0
18-0081806/03/2019Claimant(s): John Baker
Claimant Lawyers(s): David Liebrader
Respondent(s): Morgan Stanley, Peter Lewis
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Larry Edmonson, Anita Rae Shapiro, Douglas B. Harris
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
18-0151305/09/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Joseph L Siders
Respondent(s): Thomas Sanduski
Respondent Lawyers(s): Thomas J. Sanduski
Arbitrator(s): Larry Edmonson, Sheila Grinell, Roger A. Geddes
Hearing Site: Las Vegas, NV
Checkmark Icon$0
18-0146904/29/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Jay Hu
Respondent Lawyers(s): Jay Z Hu
Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell
Hearing Site: Las Vegas, NV
Checkmark Icon$374,735

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