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FINRA Awards for Unionbanc Investment Services

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0278810/20/2022Claimant(s): Taiko Wakasa
Claimant Lawyers(s): Samuel B Edwards
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): Robert E. Jenks, Erin Person, Marc David Wilde
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
21-0127812/21/2021Claimant(s): Hajime Amaya
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Herbert Liberman, Herb Schwartz, Peter H. Daly
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12206
18-0040008/12/2019Claimant(s): Benjamin Kwon, Castle Eurasia Corp, El Centro Acres
Claimant Lawyers(s): Benjamin Kwon
Respondent(s): Milan Konkol, MUFG Union Bank, N.A., Unionbanc Investment Services
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Thomas E. Shuck, Jack R. Goetz, Lisa Miller
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12212(c)
16-0348701/03/2018Claimant(s): Cyrus Tabaz
Claimant Lawyers(s): Geoffrey G. Melkonian
Respondent(s): David Park, Unionbanc Investment Services
Respondent Lawyers(s): Bryce M. Cullinane
Arbitrator(s): George L. Tindall, W. Scott Bowersock, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
Checkmark Icon$0
13-0300308/28/2014Claimant(s): Susi Orlean Bahat Family Trust
Claimant Lawyers(s): Robert W. Shaffer
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Michael D. Harrison
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
13-0321607/18/2014Claimant(s): Michael Abdou
Claimant Lawyers(s): Michael Abdou
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): Christine Delaney
Arbitrator(s): Thomas Erique DuVoisin
Hearing Site: San Diego, CA
Checkmark Icon$175
12-0322410/28/2013Claimant(s): Anoshiravan Afrasiabi
Claimant Lawyers(s): Peter F. Musielski
Respondent(s): Marvin Kang, Unionbanc Investment Services
Respondent Lawyers(s): David Tong
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0322703/21/2013Claimant(s): Eliseo Alatorre
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Unionbanc Investment Services
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Lester Friedman, Peter H. Daly, Kevin C. Coleman
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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