| 11-01060 | 07/27/2012 | Claimant(s): Renee Alster
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Monica I. Salis, Edward R. Niederriter, Antonio M. Freire
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-03972 | 11/14/2011 | Claimant(s): Aviva Apel
Claimant Lawyers(s): David J. Shea
Respondent(s): Brian Gold, Izhar Shefer, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Gary W. Pollack, Daniel P. Lund, Robert Charles Stamm
Hearing Site: Miami, FL
| | $0 |
| 10-04456 | 04/28/2011 | Claimant(s): George Lee Tallman & Barbara V. Tallman
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Marc Kalish
Hearing Site: Orlando, FL
| | $20,187 |
| 09-05535 | 02/22/2011 | Claimant(s): Maria Thornton
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John P. Cullem, Constance d'Angelis, Howard L. Hill
Hearing Site: Tampa, FL
| | $25,200 |
| 09-01037 | 11/10/2010 | Claimant(s): Darryll Ceccoli
Claimant Lawyers(s): Gerald B. Kline
Respondent(s): Dvora Callahan, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): A. Keith Logue, William Clay Gilbert, Robert A. Dean
Hearing Site: Atlanta, GA
| | $0 |
| 09-00626 | 12/22/2009 | Claimant(s): Paul Christensen, Christensen Enterprises, Christensen Family I Ltd., The Elizabeth Christensen Trust, Paul, The Paul E. Christensen Family Trust,
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): V. Michael Pabalis, Patricia Gunn, John Morris Hudson
Hearing Site: Orlando, FL
| | $0 |
| 08-00469 | 11/24/2008 | Claimant(s): Phoenix Energy Corp
Claimant Lawyers(s): Thomas Michael Hobson
Respondent(s): Steve Kellough, Morgan Keegan & Company.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): James C. Hoover
Hearing Site: Birmingham, AL
| | $0 |
