FINRA Awards for Victoria G.A. Willingham

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01152	10/04/2018	Claimant(s): Joan Gara Claimant Lawyers(s): Adam J. Gana Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey, Karl L. Marquardt Arbitrator(s): Langfred W. White, Victoria G.A. Willingham, Brian Michael Kane Hearing Site: Jacksonville, FL		Expungement
16-02067	05/04/2017	Claimant(s): Jonathon Jay Marks, Suzana Rockwell Marks Claimant Lawyers(s): Jonathon Jay Marks, Suzana Rockwell Marks Respondent(s): Morgan Stanley, Lewis Robinson Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): James D. McDonald, Jeffrey R. Roth, Victoria G.A. Willingham Hearing Site: Ft. Lauderdale, FL		$29,360
13-03472	10/01/2015	Claimant(s): George Moore Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Arnold I. Loew, Victoria G.A. Willingham, Carl Henry Perdue Hearing Site: Boca Raton, FL		Expungement