| 11-01866 | 12/21/2011 | Claimant(s): Zhenzhou Wang and Min Cao
Claimant Lawyers(s): Zhenzhou Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): John F. Duane
Hearing Site: New York, NY
|  | $18,870 |
| 10-04107 | 10/19/2011 | Claimant(s): Mark Kosker
Claimant Lawyers(s): Mark M. Kosker
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Steven Gourley
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02903 | 08/04/2011 | Claimant(s): Kevin Swallow
Claimant Lawyers(s): Barry D. Estell
Respondent(s): Timothy Collins, Clarus Capital Partners, Interactive Brokers LLC
Respondent Lawyers(s): David L. Marcus, John J. Nielands
Arbitrator(s): Michael D. Fitzgerald
Hearing Site: Kansas City, MO
| | $0 |
| 09-05068 | 04/01/2011 | Claimant(s): Five Rivers Assets Management
Claimant Lawyers(s): Robert E. Thompson
Respondent(s): Joseph Leschinsky, Interactive Brokers LLC
Respondent Lawyers(s): Jocelyn Barone Partridge, John J. Nielands
Arbitrator(s): Fred L. Simon, Eugene G. P. Byrne, Alan Steven Brodherson
Hearing Site: New York, NY
| | $0 |
| 10-02498 | 12/20/2010 | Claimant(s): Dean & Tonia Kaufman
Claimant Lawyers(s): Dean Kaufman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | $88 |
| 10-01250 | 11/04/2010 | Claimant(s): Samuel L. Tibbs
Claimant Lawyers(s): Samuel L. Tibbs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jeffrey D. Fox
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | $38 |
| 09-01937 | 08/16/2010 | Claimant(s): Rina Schwarz, Rina Schwarz Revocable 1996 Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Dusan Zachystal, Individual Asset Management, Interactive Brokers LLC
Respondent Lawyers(s): Derek C. Anderson, Jeffrey D. Fox
Arbitrator(s): Arthur T. Berggren, Mark A. Karpe, Arthur Alef
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03300 | 06/18/2010 | Claimant(s): Richard Jedwab and Marilyn Jedwab
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): John J. Nielands
Arbitrator(s): Fred L. Simon, Ellyn S. Roth, Jeffrey P. Halperin
Hearing Site: New York, NY
| | $0 |
| 08-04256 | 11/06/2009 | Claimant(s): Michael and Ann Gibson Trust
Claimant Lawyers(s): Michael Gibson
Respondent(s): Interactive Brokers LLC, M&A Gibson d/b/a Investment Enterprises
Respondent Lawyers(s): Juli Aylesworth, Michael Gibson
Arbitrator(s): Douglas Randall Blohm, Andrew R. Dick, Craig A. Gordon
Hearing Site: Minneapolis, MN
| | $0 |
| 07-02621 | 02/06/2009 | Claimant(s): Optionshouse.
Claimant Lawyers(s): Breck Harrison
Respondent(s): Amir Jivani, Daniel Rosenthal, James Halm, Raza Jivani, Robert Baldwin, Tycho Clayton, Interactive Brokers LLC, Penson Financial Services.
Respondent Lawyers(s): Breck Harrison, John J. Nielands, Jonathan D. Neerman, Richard J. Gerace
Arbitrator(s): Michael Hendryx, William Edward Buck, Maurice J. Fallas
Hearing Site: Houston, TX
| | $51,575 |
