Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00475 | 11/01/2013 | Claimant(s): Juan Ona Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jordan D. Maglich Arbitrator(s): Emily Eiselman Hunter, Judith B. Ittig, Gerald B. Marcovsky Hearing Site: Washington, DC |  | Dismissed by Rule 12206 |
| 10-04724 | 12/13/2012 | Claimant(s): Michael Levy and Paula Levy Claimant Lawyers(s): Steven D. Toskes Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): Patrick Sean Dolan, Timothy J. Moore, Gerald B. Marcovsky Hearing Site: Baltimore, MD | | Expungement |
| 10-01972 | 05/31/2011 | Claimant(s): Deborah Traficante Claimant Lawyers(s): Walter Birkel Respondent(s): James Lacey, UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Douglas Earl McLaren, Gerald B. Marcovsky, Darryl Michael Lee Hearing Site: Washington, DC | | Expungement |