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FINRA Awards for R. Matthew Ingraham

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0403307/25/2012Claimant(s): Iris Chin, Ken Chin
Claimant Lawyers(s): Ken K. Chin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): R. Matthew Ingraham
Arbitrator(s): Alan James Jacoby, Charles L. Prothero, Richard C. Antonelli
Hearing Site: Newark, NJ
Checkmark Icon$0
10-0114206/24/2011Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Adelino Cerveira
Respondent Lawyers(s): Adelino Cerveira
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
Checkmark Icon$0
10-0331804/21/2011Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Victor Hass
Respondent Lawyers(s): Victor N. Hass
Arbitrator(s): Walter N. Vernon
Hearing Site: St. Louis, MO
Checkmark Icon$0
09-0716507/08/2010Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Marc Labate
Respondent Lawyers(s): Marc A. Labate
Arbitrator(s): John K. Boyce
Hearing Site: Houston, TX
Checkmark Icon$0
09-0479805/07/2010Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): David Lu
Respondent Lawyers(s): David D. Lu
Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Alicia J. Reines-Leo
Hearing Site: Boston, MA
Checkmark Icon$0
09-0660404/29/2010Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Joseph Buscema
Respondent Lawyers(s): Joseph Buscema
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
Checkmark Icon$0
09-0330811/25/2009Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Kristina Goldfield
Respondent Lawyers(s): Kristina Goldfield
Arbitrator(s): Richard R. Logsdon
Hearing Site: Clearwater, FL
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09-0187609/17/2009Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Robert Lieblang
Respondent Lawyers(s): Robert J. Lieblang
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
Checkmark Icon$0
09-0124408/11/2009Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Mujib Rahman
Respondent Lawyers(s): Mujib Rahman
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
Checkmark Icon$0

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