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FINRA Awards for Susan S. Bentley

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0212905/08/2023Claimant(s): Ellen and Ken Strang
Claimant Lawyers(s): Ken Strang
Respondent(s): Brent Bassler, E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Susan S. Bentley
Hearing Site: Tampa, FL
Checkmark Icon$300
16-0336310/13/2017Claimant(s): Laney Stringer, The Estate of Rebecca Joyce Stringer
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Audie Rea, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Susan S. Bentley, Clare R. Goldfarb, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$90,000
09-0676004/07/2011Claimant(s): Hathaway Family Holdings, LLP, David S.
Claimant Lawyers(s): John Flanders Kennedy
Respondent(s): Dearing Stone, Morgan Stanley
Respondent Lawyers(s): Hugo A. Hilgendorff, R Hal Meeks
Arbitrator(s): Robert N. Leitch, Susan S. Bentley, Gary J. Leshaw
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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