| 14-01998 | 11/20/2017 | Claimant(s): James Farrant
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Candida Bobonis Roig, Dario Ochoa, Franco Fullana, Santander Securities LLC
Respondent Lawyers(s): Matthew E. Wolper, Sara Lydia Velez-Santiago
Arbitrator(s): James W. Geiger, Marc T. Danon, Ronald Charles Waters
Hearing Site: San Juan, PR
|  | Expungement |
| 14-02548 | 05/04/2017 | Claimant(s): Antonio Guadarrama, Ivonne Gonzalez, Jose Guadarrama
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Randy R. Freedman, William S. Glickfield, David Edward Upton
Hearing Site: San Juan, PR
| | Expungement |
| 14-01511 | 03/23/2017 | Claimant(s): Irving Vega Baez, Lourdes Anadon
Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones
Arbitrator(s): Daniel E. Gulden, Will Murphy, Robert J. Gregory
Hearing Site: San Juan, PR
| | Expungement |
| 14-01450 | 01/03/2017 | Claimant(s): WRI Vending Machines.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Michael S. Yauch, Joseph Neal Richardson, Maria Eliz Hernandez
Hearing Site: San Juan, PR
| | $983,336 |
| 15-01774 | 11/04/2016 | Claimant(s): The AECR Living and Grantor Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Co. of Puerto Rico
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Kenneth R. Starr, George Allen Whitehouse, Sam Gowin
Hearing Site: San Juan, PR
| | $957,797 |
| 14-01583 | 08/26/2015 | Claimant(s): Marta Stiehl, Victor Fernandez Stiehl, Vivianne Garcia-Fernandez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara Velez-Santiago
Arbitrator(s): Steven R. Reininger, Edward E. Walton, Dorota J. Trzeciecka
Hearing Site: San Juan, PR
| | Expungement |
| 14-00304 | 08/11/2015 | Claimant(s): Milagros Maldonado, Orlando Gonzalez
Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones
Arbitrator(s): Edward R. Niederriter, Kenneth R. Starr, David Walton Earle
Hearing Site: San Juan, PR
| | $2,545,600 |
| 13-02461 | 03/13/2015 | Claimant(s): JT & JT Enterprises.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Martin S. Schexnayder
Arbitrator(s): Maryanne M. Esser, Michele N. O'Brien, Jason Kyle Beale
Hearing Site: Houston, TX
| | $0 |
| 12-03245 | 12/05/2014 | Claimant(s): Robert Schneider, RBB
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi, Senior Counsel
Arbitrator(s): Carl Shechter, Don R. Harris, Herbert Branitsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02265 | 12/01/2014 | Claimant(s): Irmgard Geddes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis
Hearing Site: Newark, NJ
| | Dismissed by Rule 12206/12504 |
