16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k) Claimant Lawyers(s): Jeffrey Erez Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel Hearing Site: Boca Raton, FL
| | $862,117 |
17-00592 | 03/29/2018 | Claimant(s): Juan Medero-Fernandez, Maria Navedo, Juan Medero-Fernandez Retirement Plan Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Jaime H. Scivley, Roberto C. Quinones Arbitrator(s): Robert J. Gregory, Alan C. Granath, Ronald L. Goss Hearing Site: San Juan, PR
| | $1,880,000 |
14-01998 | 11/20/2017 | Claimant(s): James Farrant Claimant Lawyers(s): Jeffrey Erez Respondent(s): Candida Bobonis Roig, Dario Ochoa, Franco Fullana, Santander Securities LLC Respondent Lawyers(s): Matthew E. Wolper, Sara Lydia Velez-Santiago Arbitrator(s): James W. Geiger, Marc T. Danon, Ronald Charles Waters Hearing Site: San Juan, PR
| | Expungement |
14-02548 | 05/04/2017 | Claimant(s): Antonio Guadarrama, Ivonne Gonzalez, Jose Guadarrama Claimant Lawyers(s): Jeffrey Erez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Mauricio O. Muniz Luciano Arbitrator(s): Randy R. Freedman, William S. Glickfield, David Edward Upton Hearing Site: San Juan, PR
| | Expungement |
14-01511 | 03/23/2017 | Claimant(s): Irving Vega Baez, Lourdes Anadon Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones Arbitrator(s): Daniel E. Gulden, Will Murphy, Robert J. Gregory Hearing Site: San Juan, PR
| | Expungement |
14-01450 | 01/03/2017 | Claimant(s): WRI Vending Machines. Claimant Lawyers(s): Jeffrey Erez Respondent(s): Oriental Financial Services Corp. Respondent Lawyers(s): Pedro Hernandez Freire Arbitrator(s): Michael S. Yauch, Joseph Neal Richardson, Maria Eliz Hernandez Hearing Site: San Juan, PR
| | $983,336 |
15-01774 | 11/04/2016 | Claimant(s): The AECR Living and Grantor Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Co. of Puerto Rico Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera Arbitrator(s): Kenneth R. Starr, George Allen Whitehouse, Sam Gowin Hearing Site: San Juan, PR
| | $957,797 |
14-01583 | 08/26/2015 | Claimant(s): Marta Stiehl, Victor Fernandez Stiehl, Vivianne Garcia-Fernandez Claimant Lawyers(s): Jeffrey Erez Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara Velez-Santiago Arbitrator(s): Steven R. Reininger, Edward E. Walton, Dorota J. Trzeciecka Hearing Site: San Juan, PR
| | Expungement |
14-00304 | 08/11/2015 | Claimant(s): Milagros Maldonado, Orlando Gonzalez Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Peter J. Macdonald, Roberto C. Quinones Arbitrator(s): Edward R. Niederriter, Kenneth R. Starr, David Walton Earle Hearing Site: San Juan, PR
| | $2,545,600 |
13-02461 | 03/13/2015 | Claimant(s): JT & JT Enterprises. Claimant Lawyers(s): Jeffrey Erez Respondent(s): Sunset Financial Services. Respondent Lawyers(s): Martin S. Schexnayder Arbitrator(s): Maryanne M. Esser, Michele N. O'Brien, Jason Kyle Beale Hearing Site: Houston, TX
| | $0 |