Potomac Analytics' Logo

FINRA Awards for Sandra Lee Dolan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0328806/13/2013Claimant(s): Robert E. Faust & Beverley Faust
Claimant Lawyers(s): Neil W. Yahn
Respondent(s): Christopher Sabatino, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Frederic G. Antoun, Regina P. Martorana
Arbitrator(s): Sandra Lee Dolan, Joan M. Smith, Stephan Paul Carrier
Hearing Site: Baltimore, MD
Checkmark IconExpungement
11-0397409/25/2012Claimant(s): Bethel A.M.E. Church.
Claimant Lawyers(s): William S. Heyman
Respondent(s): Charlene Monts, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regin P. Martorana
Arbitrator(s): Richard E. Lauziere, Sandra Lee Dolan, Steven Irving Platt
Hearing Site: Baltimore, MD
Checkmark IconExpungement
08-0436110/21/2009Claimant(s): David Durdon
Claimant Lawyers(s): Irwin G. Stein
Respondent(s): Scottrade.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina
Hearing Site: Baltimore, MD
Checkmark Icon$0
06-0499301/15/2009Claimant(s): Maureen Madonna, Raymond Madonna
Claimant Lawyers(s): Marc A. Schifanelli
Respondent(s): Diana McKinney, Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams, Diana McKinney
Arbitrator(s): Sandra Lee Dolan, Jane F. Moore, John Joseph Hentschel, CRE, MAI, FRICS
Hearing Site: Baltimore, MD
Checkmark IconSettlement

4 Results

Display: