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FINRA Awards for Sandra Lee Dolan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0056608/14/2012Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Sandra Lee Dolan, Marshall S. Galinsky, Margaret Ann Dubil
Hearing Site: Baltimore, MD
09-0231603/09/2011Claimant(s): Jay Wilen, Robert Paff
Claimant Lawyers(s): David W. Erb
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Kenneth O'Connor
Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord
Hearing Site: Baltimore, MD

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