| 21-00513 | 05/26/2022 | Claimant(s): William Nies
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Geneos Wealth Management
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Diane Ciccone, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
|  | Expungement |
| 17-01069 | 06/07/2019 | Claimant(s): Ira Adelman, Robin Adelman
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Stephen Walker
Respondent Lawyers(s): Denis Dice
Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02620 | 12/05/2018 | Claimant(s): Dorothy Pariot, Dorothy H. Pariot Living Trust
Claimant Lawyers(s): Seth E Lipner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Doris J. Dabrowski, Louis P. Wagman, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
| 16-03575 | 08/16/2018 | Claimant(s): Cheryl Frank, Jonathan Frank
Claimant Lawyers(s): Jonathan Alan Frank
Respondent(s): Morgan Stanley, Mark Milligan
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Elliot B. Platt, Doris J. Dabrowski, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-04386 | 10/02/2014 | Claimant(s): Judith Goldman, Kenneth Goldman
Claimant Lawyers(s): Richard J. Gerace
Respondent(s): Barry Guariglia, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Toby S. Soli
Arbitrator(s): Jim Geiger, Doris J. Dabrowski, James T. McLaughlin
Hearing Site: Philadelphia, PA
| | $0 |
| 11-04209 | 02/22/2013 | Claimant(s): Edward Schell
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NewBridge Securities Corp., Robert Macnamee
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Doris J. Dabrowski
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-04159 | 10/12/2011 | Claimant(s): Stanley Schwarz
Claimant Lawyers(s): Thomas A. Sprague
Respondent(s): Wells Fargo Advisors, Drew Barlow
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Mary Ann M. Melchiorre, Doris J. Dabrowski, E. William Pastor
Hearing Site: Philadelphia, PA
| | $3,537 |
| 10-03354 | 07/14/2011 | Claimant(s): Ned Feldenkreis
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Benjamin F. Richards, Doris J. Dabrowski, John Michael Derderian
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00288 | 02/09/2010 | Claimant(s): Har Nebo Cemetery LP LLC by Richard Levy
Claimant Lawyers(s): David G. Butterworth
Respondent(s): Gershon Trimpol
Respondent Lawyers(s): Jayme L Butcher
Arbitrator(s): Doris J. Dabrowski, Alan M. Schankel, Lisa A. Ndiaye
Hearing Site: Philadelphia, PA
| | Expungement |
