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FINRA Awards for Howard L. Conklin

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0223406/10/2016Claimant(s): Bernard Feldman L.L.L.P./L.L.P., Barry Rein Living Trust DTD 10/25/2005, Debra Rein Living Trust dtd 10/25/2005
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Randy R. Freedman, Howard L. Conklin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
14-0005410/22/2014Claimant(s): James Watt, as Pres of Paget Two Limited, as Pres of Westbury Limited
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Steven N. Ainbinder, Jonathan H. Parker, Howard L. Conklin
Hearing Site: Miami, FL
Checkmark IconExpungement
12-0158506/18/2014Claimant(s): Lilred
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Ameriprise Financial Services., American Enterprise Investment Services
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Edward R. Niederriter, Howard L. Conklin
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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