Potomac Analytics' Logo

FINRA Awards for Howard L. Conklin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0299903/26/2019Claimant(s): Mark Maller
Claimant Lawyers(s): Jonathan D Kaney
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Barry David Thorpe, Howard L. Conklin
Hearing Site: Boca Raton, FL
11-0152311/17/2011Claimant(s): Michael Williamson
Claimant Lawyers(s): A. Andrew OBeidy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Monroe Mitchel, Robert K. Ruskin, Howard L. Conklin
Hearing Site: Ft. Lauderdale, FL

2 Results

Display: