FINRA Awards for John L. Erikson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04580	06/04/2014	Claimant(s): Rick Cooper Claimant Lawyers(s): Robert C. Rosen Respondent(s): Richard Lanni, Ronald Vogel, Vincent Moy Respondent Lawyers(s): Charles LaChaussee, John L. Erikson, Mitchell J. Albert Arbitrator(s): John B. La Rue, Rosa Linda Guadarrama, John R Sustersic Hearing Site: Los Angeles, CA		$0
09-00017	05/27/2011	Claimant(s): Gerard Balian Claimant Lawyers(s): Gerard Balian Respondent(s): TD Ameritrade. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Edward A. Trabin, Edward Banian, Steven A. Wawra Hearing Site: Los Angeles, CA		$4,300
09-03933	06/25/2010	Claimant(s): Ron Auren, Gal Corporation Claimant Lawyers(s): Ron Auren Respondent(s): TD Ameritrade. Respondent Lawyers(s): John L. Erikson Arbitrator(s): Michael W. Delaney, Esther A. Spachner, Kendall C. Reed Hearing Site: Los Angeles, CA		$0
08-00539	06/04/2009	Claimant(s): Arun Chaudhuri Claimant Lawyers(s): Arun K. Chaudhuri Respondent(s): Jason Tellinghuisen, Jeff Smith, Richard Chun, Rod Gonzales Respondent Lawyers(s): John L. Erikson Arbitrator(s): Robert W. Vernon Hearing Site: Los Angeles, CA		$0