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FINRA Awards for John L. Erikson

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0069012/21/2017Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Edward Wedbush, Jeffrey Bell
Respondent Lawyers(s): John L. Erikson, Ryan K. Bakhtiari
Arbitrator(s): Michael M. Hachigian, Thomas Mason Harwood, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
15-0340909/01/2017Claimant(s): Paul Marcus
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Edward Banian, Michael M. Hachigian, Mary M. O'Neil
Hearing Site: Los Angeles, CA
15-0035110/13/2016Claimant(s): Bambi Holzer
Claimant Lawyers(s): Heather Davis
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Richard A. Stephens, Jeffrey L. Malek, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
14-0323806/14/2016Claimant(s): Jeffrey Bell
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Joseph C. Watson, Richard William DeWeese, Steven J. Feldman
Hearing Site: Los Angeles, CA
14-0167605/12/2016Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Stifel, Nicolaus & Co.., Gary Whinery
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Michael D. Weiner, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Boise, ID
10-0182310/03/2011Claimant(s): Beverley Hylton
Claimant Lawyers(s): Beverley M. Hylton
Respondent(s): Edward Wedbush, Wedbush Securities Inc.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Las Vegas, NV

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