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FINRA Awards for Thomas J. Patka

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0297008/16/2023Claimant(s): William Durrant
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Esther Iglesias, Lucio Ojeda, Maria Ojeda
Respondent Lawyers(s): Esther Iglesias, Lucio Ojeda, Maria Ojeda
Arbitrator(s): Kathy A. Tatone, Thomas J. Patka, Caroline Josephine Welsh
Hearing Site: Tampa, FL
Checkmark IconExpungement
17-0048801/10/2018Claimant(s): Judith Kawtoski
Claimant Lawyers(s): Nicholas J. Taldone
Respondent(s): Pacific Select Distributors
Respondent Lawyers(s): Todd M. Fuller
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
Checkmark Icon$0
15-0193310/14/2016Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Jeremy E. Deutsch
Respondent(s): Jonnie Williams
Respondent Lawyers(s): Robert L. Rocke
Arbitrator(s): Patricia Gunn, Thomas J. Patka, Karl A. Vogeler
Hearing Site: Tampa, FL
Checkmark Icon$0
10-0579707/24/2013Claimant(s): Nancy Braun, Stanley Braun, The Braun Family LLC, The Trevor M. Braun Irrevocable Trust
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Thomas J. Patka, Elizabeth A. Townes, John Hughes Verchot
Hearing Site: Tampa, FL
Checkmark IconExpungement
09-0589405/31/2011Claimant(s): John Hart
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Gawley, Keith Olin
Arbitrator(s): Paul E. Flora, Thomas J. Patka, Gary E. Marcus
Hearing Site: Tampa, FL
Checkmark IconExpungement
08-0171004/08/2009Claimant(s): Frank Woodhouse, Sylvia Woodhouse
Claimant Lawyers(s): Tucker Veach
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Robert Horton
Arbitrator(s): Philip C. Bennett, Thomas J. Patka, Orville Theodore McCormac
Hearing Site: Tampa, FL
Checkmark Icon$0

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