08-00752 | 10/21/2009 | Claimant(s): John Deakin Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): James Pecoraro, John Parmigiani, J.P. Turner & Company, L.L.C., Reagan Financial Group Respondent Lawyers(s): Compliance Officer, Jonathan A. Kurta Arbitrator(s): Kenneth L. Stewart, Jill I. Gross, Mindi R. Parrott Hearing Site: New York, NY
| | Stipulated Award and Expungement |
07-01138 | 07/01/2008 | Claimant(s): Helen-Carolyn Ackerly Claimant Lawyers(s): W. Alexander Melbardis Respondent(s): Gilford Securities Incorporated Respondent Lawyers(s): Michael Kalmus Arbitrator(s): Joseph B. Russell, Kenneth L. Stewart, Joseph R. Brancaleone Hearing Site: New York, NY
| | $58,000 |
99-03196 | 09/12/2007 | Claimant(s): Estate of Edward A. Cantor Claimant Lawyers(s): Michael M. Cantor Respondent(s): Jeffrey Grayson, Gibraltar Securities Co., Equitable Distributors., Hartford Insurance Co. Respondent Lawyers(s): Matthew Farley Arbitrator(s): Philip M. Mandel, Kenneth L. Stewart, Kent L. Benziger Hearing Site: New York, NY
| | $0 |