FINRA Awards for Kenneth L. Stewart

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00953	05/16/2018	Claimant(s): Alexander Beigelman Claimant Lawyers(s): Linda D. Friedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Kenneth L. Stewart, Karen Isabel Bedrosian - Richardson, Martin Deignan Dehler Hearing Site: New York, NY
14-01476	04/25/2016	Claimant(s): Ilan Preis Claimant Lawyers(s): Ilan Preis Respondent(s): Avi Jankelovits, Blair Nelson, Christopher Alexis, Citigroup Global Markets., Robert Papaleo Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Kenneth L. Stewart, Elizabeth Gilbert, Michael S. Perinelli Hearing Site: New York, NY
13-03433	02/11/2015	Claimant(s): Nicholas Cacace Claimant Lawyers(s): Nicholas Cacace Respondent(s): MetLife Securities Inc Respondent Lawyers(s): Wendy J. Mellk Arbitrator(s): Joseph A. Vallo, Kenneth L. Stewart, John F. Duane Hearing Site: New York, NY
09-06379	11/16/2011	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Donald S. Arbour Respondent(s): Richard Rothenberg Respondent Lawyers(s): Jonathan Sack Arbitrator(s): David N. Brainin, Kenneth L. Stewart, Catherine I. Gulevich Hearing Site: New York, NY