| 16-02801 | 06/07/2017 | Claimant(s): Fred Schiffler
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Brent Porges, David Cannata, Brookstone Securities., Craig Scott Capital
Respondent Lawyers(s): Brent Morgan Porges, Craig Taddonio, David Charles Cannata, David W. Locy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Boise, ID
|  | $260,739 |
| 16-01449 | 12/12/2016 | Claimant(s): Alden Fisher, Alyssa Fisher
Claimant Lawyers(s): Alden Fisher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Timothy M. Huksey
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $914 |
| 15-00268 | 10/14/2016 | Claimant(s): Bradley Finegold
Claimant Lawyers(s): Albert M. Kun
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas White
Respondent Lawyers(s): Spencer Persson
Arbitrator(s): Linda M. McCoy, Dean J. Dietrich, Brandon Keith Hemley
Hearing Site: San Francisco, CA
| | $0 |
| 14-03414 | 02/25/2016 | Claimant(s): Stephen Slocum
Claimant Lawyers(s): Stephen J. Slocum
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Herb Schwartz, Dean J. Dietrich, Gary S. DeWeese
Hearing Site: San Francisco, CA
| | $0 |
| 14-02110 | 05/15/2015 | Claimant(s): Celeste Snyder, Celeste A. Snyder IRA, FBO Celeste A. Snyder ROTH IRA
Claimant Lawyers(s): Celeste A. Snyder
Respondent(s): Deron Allred, John Vanneman, Signator Investors.
Respondent Lawyers(s): Bina Ghanaat, Jibraun B. Riaz
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 14-03294 | 04/07/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Anthony L. Valenzuela
Respondent(s): Anthony Gantner
Respondent Lawyers(s): Anthony Ferrer Gantner
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 13-00976 | 12/10/2013 | Claimant(s): Dennis Carlton
Claimant Lawyers(s): Dennis M. Carlton
Respondent(s): Beth Kirkland, John Rohan, Kevin Kitchin, Robert Morgan
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 11-01906 | 07/20/2012 | Claimant(s): Mary-Louise Shaheen
Claimant Lawyers(s): Mary-Louise Shaheen
Respondent(s): Morgan Stanley, Paul Witte
Respondent Lawyers(s): Kenneth J. Haim, Raul Sanchez
Arbitrator(s): Carlos Richard Mangum, Herbert Liberman, Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 09-04863 | 06/18/2012 | Claimant(s): The Lawrence W. Davis Revocable Trust
Claimant Lawyers(s): Janice L. Davis
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Thomas W. Borden, Walter P. Hitchcock, Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 10-02840 | 12/05/2011 | Claimant(s): Estate of Jeanne Smith
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Dean J. Dietrich, W. Alex King, Richard Roger Brewer
Hearing Site: Nashville, TN
| | $0 |
