| 09-02906 | 04/08/2011 | Claimant(s): Jay Raubvogel, Seymour Raubvogel, M. Raubvogel Co. Inc. Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): James D. McDonald, Randy R. Freedman, Steven G. Montesi
Hearing Site: Boca Raton, FL
|  | $766,935 |
| 09-02736 | 12/30/2010 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Allan N. Taffet
Respondent(s): Enable Capital Management, Jefferies & Company., Enable Growth Partners
Respondent Lawyers(s): Alyson M. Weiss, Michael J. Baker
Arbitrator(s): Jonathan H. Krotinger, Mary Margaret Bush, Mary Kay Higgins Crockett
Hearing Site: San Francisco, CA
| | $0 |
| 09-00144 | 09/21/2010 | Claimant(s): CoStar Group.
Claimant Lawyers(s): Brian J. Fischer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Emily Eiselman Hunter, T.S.L. Perlman, Walter Peterson
Hearing Site: Washington, DC
| | $0 |
| 09-00950 | 05/27/2010 | Claimant(s): Catalyst Health Solutions.
Claimant Lawyers(s): Bruce V. Spiva
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Frank J. Cuccio
Arbitrator(s): Albert D. Sturtevant, Michael H. McConihe, Bryan Thomas Di Lella
Hearing Site: Washington, DC
| | $9,750,000 |
| 08-04007 | 05/21/2010 | Claimant(s): Luby's Restaurants Limited Partnership
Claimant Lawyers(s): Roy Camberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Carol Ann Stapper, Larry J. Craddock, Allan R. Lazor
Hearing Site: Houston, TX
| | Auction Rate Securities related |
| 08-04143 | 02/03/2010 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Mary Gail Gearns
Respondent(s): Vita Health of America
Respondent Lawyers(s): Ronald Feldstein
Arbitrator(s): Howard Breindel, Lynne M. Reid-McQueen, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 09-02330 | 12/22/2009 | Claimant(s): Jeffrey Falcone
Claimant Lawyers(s): Jeffrey Marc Falcone
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03055 | 11/10/2009 | Claimant(s): Pope Resources LP
Claimant Lawyers(s): Martin S. Siegel
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Daniel Paul Harris, Paul R. Meyer, Robert W. Pillitteri
Hearing Site: Seattle, WA
| | $0 |
| 08-04754 | 08/10/2009 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Allan N. Taffet
Respondent(s): Investment Hunter
Respondent Lawyers(s): Richard A. Lewins
Arbitrator(s): Robert L. Yeager, Charles T. Dix, James W. Kerr
Hearing Site: Dallas, TX
| | $0 |
| 08-00512 | 02/12/2009 | Claimant(s): STMicroelectronics N.V.
Claimant Lawyers(s): Andrew Weissmann
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): R. Paul Wickes
Arbitrator(s): John J. Duval, Alvin Green, Charles F. Titterton
Hearing Site: New York, NY
| | $406,629,000 |
