Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00750 | 02/16/2018 | Claimant(s): Elizabeth Nickens Claimant Lawyers(s): Michael A. Valenti Respondent(s): Christopher Bennett, J.J.B. Hilliard, W.L. Lyons Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Sharon R. Merriman, Barry Goldman, James E. Schlottmann Hearing Site: Louisville, KY |  | $445,000 |
| 13-01227 | 05/22/2015 | Claimant(s): Michael S. Shaw IRA Rollover Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea M. Greene Arbitrator(s): Herbert Branitsky, David I. Stern, Mark A Bilawsky Hearing Site: Boca Raton, FL | | Expungement |
| 10-01604 | 09/06/2011 | Claimant(s): Connie Hage Claimant Lawyers(s): Steve Virgil Respondent(s): Larry James, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Andrea M. Greene, Kathryn L. Dietrich Arbitrator(s): Carl F. Bowmer Hearing Site: Raleigh, NC | | $0 |