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FINRA Awards for Theodore Israel Herold

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0160706/11/2012Claimant(s): Amy Hollub, Harry Hollub
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): FMSbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): John J. Hearn, Theodore Israel Herold, Jack Martin Coe
Hearing Site: Miami, FL
Checkmark Icon$0
09-0675707/06/2011Claimant(s): Stephen Miller and Dawn Miller
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Joel Margolies, Jeffrey R. Roth, Theodore Israel Herold
Hearing Site: Miami, FL
Checkmark IconExpungement
09-0605504/19/2011Claimant(s): Gary Hillert
Claimant Lawyers(s): Scott L. Silver
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Frances D. Sheehy, John H. Claudy, Theodore Israel Herold
Hearing Site: Boca Raton, FL
Checkmark Icon$0
08-0059712/15/2008Claimant(s): Nigel Roth
Claimant Lawyers(s): Steven J. Gard
Respondent(s): Donald Wojnowski, Empire Financial Group.
Respondent Lawyers(s): Joshua A. Katz
Arbitrator(s): Stuart Harvey Ziegler, Les R. Campbell, Theodore Israel Herold
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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