| 17-01069 | 06/07/2019 | Claimant(s): Ira Adelman, Robin Adelman
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Stephen Walker
Respondent Lawyers(s): Denis Dice
Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
|  | $0 |
| 17-01018 | 06/15/2018 | Claimant(s): Judith Craig
Claimant Lawyers(s): Theodor Swansen
Respondent(s): David McDonald, J.J.B. Hilliard, W.L. Lyons, Mark Kregor
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John J. Jordan, Steven T. Stern, Stephen J. Scherf
Hearing Site: Philadelphia, PA
| | Expungement |
| 17-00752 | 03/22/2018 | Claimant(s): Cynthia Boylen-Pieja
Claimant Lawyers(s): James Malachy Meaney
Respondent(s): Anastasios Belesis
Respondent Lawyers(s): Anthony Varbero
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 15-02440 | 08/24/2016 | Claimant(s): Robert Rovner
Claimant Lawyers(s): Kyle M. Kulzer
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Leo G. Kogan
Arbitrator(s): John J. Jordan, Alan M. Schankel, Richard N. Kelmans
Hearing Site: Philadelphia, PA
| | $115,000 |
| 13-03285 | 12/22/2015 | Claimant(s): Kevon Glickman, Susan Glickman
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors, Leslie Margolies
Respondent Lawyers(s): Leslie Ann Margolies, Michael Naccarato
Arbitrator(s): John J. Jordan, L. Martin Miller, H. Gerald Nanos
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-00740 | 07/31/2014 | Claimant(s): Nancy Chard
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TFS Securities.
Respondent Lawyers(s): Russell S. Burnside
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
| | $0 |
| 10-04321 | 12/03/2013 | Claimant(s): Frederick Lewis, Lois Lewis
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): John J. Jordan, Stephen T. Mayhew, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $297,516 |
| 10-01584 | 07/14/2011 | Claimant(s): Lenore Weinberg, Harold Weinberg
Claimant Lawyers(s): Marc A. Weinberg
Respondent(s): Bernard Snyder, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): John J. Jordan, Jack H. McNairy, Demetrio S. Timban
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-01484 | 07/07/2011 | Claimant(s): O. Robert Marino & Linda Marino
Claimant Lawyers(s): Henry I. Pass
Respondent(s): Klaus Miller, Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc., The Hoey Group
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Rafael A. Porrata-Doria, John J. Jordan, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-03927 | 05/25/2010 | Claimant(s): Greg Call, Kathy Call, Kelli Tuttle, Susan Visconti
Claimant Lawyers(s): E. McCord Clayton
Respondent(s): Jeffrey Southard
Respondent Lawyers(s): Jeffrey Joseph Southard
Arbitrator(s): John J. Jordan, Mary Ann M. Melchiorre, David B. Harwi
Hearing Site: Philadelphia, PA
| | $527,860 |
