19-01854 | 11/23/2021 | Claimant(s): Timothy Greer Claimant Lawyers(s): Mark Appleton Respondent(s): Carol Chairito Respondent Lawyers(s): Joshua Kons Arbitrator(s): Leonard M. Goldstein, Julie Judith Lurman Joly, Albert Lee Birdsell Hearing Site: Denver, CO
| | $0 |
19-03790 | 03/08/2021 | Claimant(s): Alan Wayne Friesen Revocable Trust, Jacob Gordon Jackson Revocable Trust Claimant Lawyers(s): Alan C. Friedberg Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Charles G. Michaels, Henry R Cox, Leonard M. Goldstein Hearing Site: Denver, CO
| | $1,044,840 |
19-00374 | 07/17/2019 | Claimant(s): Larry Grooms Claimant Lawyers(s): Bradley D Schnur Respondent(s): Dylan Lantry Respondent Lawyers(s): Gerald B. Kline Arbitrator(s): Leonard M. Goldstein Hearing Site: Denver, CO
| | $360 |
16-02312 | 01/22/2018 | Claimant(s): Fredrick Stepan, Marion Stepan, The Stepan Trust dated January 18, 2013 Claimant Lawyers(s): Aaron Israels Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Donald N. Tolin, Deanna M. Tuley, Leonard M. Goldstein Hearing Site: Denver, CO
| | Expungement |
11-00575 | 12/08/2011 | Claimant(s): Rose Gannon Claimant Lawyers(s): Robert W. Hutchinson Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Holly Stein Sollod Arbitrator(s): James B. Eichberg, Richard M. Reider, Leonard M. Goldstein Hearing Site: Denver, CO
| | $0 |
09-02939 | 01/07/2011 | Claimant(s): Roger Maurer, Shay Lindemann, Maurer and Associates Capital Management Claimant Lawyers(s): Alan C. Friedberg Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Stephen Young Arbitrator(s): Dennis R. Frohlich, Jerome C. Zackroff, Leonard M. Goldstein Hearing Site: Denver, CO
| | Expungement |