Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-00282 | 05/16/2017 | Claimant(s): Howard Shapiro, Marcia Shapiro Claimant Lawyers(s): David Edgar Bamberger Respondent(s): Wachovia Securities Financial Network Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Stephen M. Gross, Mary Lou McGanney, William James Cortellessa Hearing Site: New York, NY |  | Expungement |
| 09-06573 | 10/26/2011 | Claimant(s): Robert Goldenberg Claimant Lawyers(s): Benjamin Lapin Respondent(s): Douglas Castro, Charles Schwab & Co.. Respondent Lawyers(s): Dan Rabinovitz Arbitrator(s): Diane Getzler, Stephen M. Gross, Gregory J. Getz Hearing Site: New York, NY | | Expungement |
| 05-06516 | 01/25/2008 | Claimant(s): Heinz Haenggeli Claimant Lawyers(s): W. Scott Grecco Respondent(s): Respondent Lawyers(s): Arbitrator(s): Rena E. Grossfield, Stephen M. Gross, Christine Moore Hearing Site: New York, NY | | Stipulated Award and Expungement |