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FINRA Awards for Stephen M. Gross

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0283501/26/2012Claimant(s): Jeffrey Alexander
Claimant Lawyers(s): Logan S. Fisher
Respondent(s): Martin Hauptman
Respondent Lawyers(s): Adolph Seltzer
Arbitrator(s): Leah G. Rabinowitz, Marguerite B. Filson, Stephen M. Gross
Hearing Site: New York, NY
Expungement
08-0009610/20/2008Claimant(s): Winnie Mou
Claimant Lawyers(s): Winnie Yukwing Mou
Respondent(s): State Farm Vp Management Corp.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Cecilia B. Loving, Sandra Gale Behrle, Stephen M. Gross
Hearing Site: New York, NY

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