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FINRA Awards for Alice J. Johnson

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0256210/23/2013Claimant(s): Michael Pistillo
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Keating Investment Management
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0178906/26/2013Claimant(s): Alan Mintz
Claimant Lawyers(s): W. Scott Turnbull
Respondent(s): Collin Meyer, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): William W. Bride, Alice J. Johnson, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0257906/18/2013Claimant(s): Stanley Bergenfeld
Claimant Lawyers(s): Adam T. Rabin
Respondent(s): Michael Kerper
Respondent Lawyers(s): Harvey F. Friedman
Arbitrator(s): Alice J. Johnson, David Rich, John B. Sochacki
Hearing Site: Boca Raton, FL
Checkmark Icon$145,530
12-0028706/28/2012Claimant(s): Leslie Turchi
Claimant Lawyers(s): Kevin J. Deloatch
Respondent(s): Terrance Dewald
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): J. Kirkland Grant, Alice J. Johnson, Michael Lloyd Weisel
Hearing Site: Atlanta, GA
Checkmark IconExpungement
08-0155303/13/2009Claimant(s): Lester Christianson
Claimant Lawyers(s): Lester Victor Christianson
Respondent(s): Robert Chen, Amtrust Investment Services.
Respondent Lawyers(s): William L. Arnold
Arbitrator(s): Alice J. Johnson
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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