19-02898 | 12/23/2020 | Claimant(s): Minoo Daneshrad, Minoo Daneshrad IRA Claimant Lawyers(s): Gregory Simon Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA
| | Settlement |
18-03668 | 04/28/2020 | Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | $0 |
12-00284 | 04/02/2014 | Claimant(s): Robert Bennett, William Bennett, The Bennett Family Trust - 1989 Claimant Lawyers(s): A. Emory Wishon, Fatima Gioletti, Roger M. Schrimp Respondent(s): Gary Reed, Jeffery Brookshire, Margaret Bennett, Mark Shoemaker, First Allied Securities., Reed, Shoemaker and Brookshire. Respondent Lawyers(s): Dirk B. Paloutzian, Jeffrey Compton Arbitrator(s): Peter H. Daly, Nancy A. Yonge, Zachary Scott Rigdon Hearing Site: San Francisco, CA
| | Expungement |
11-04684 | 07/09/2013 | Claimant(s): NNN Las Colinas Highlands 15, Morse-Huey Revocable Trust dated 5/10/05 Claimant Lawyers(s): David Liebrader Respondent(s): Allen Minassian, Eric Babaian Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Barbara M. Zak, Anita Rae Shapiro, Peter J Cohen Hearing Site: Los Angeles, CA
| | Expungement |
11-03116 | 05/22/2013 | Claimant(s): Michael Stief Claimant Lawyers(s): Marie Mirch Respondent(s): Adam Antoniades, Alan Marcum, Catherine Cosgrove, Chapin Giordano, Craig Dindinger, David Rogers, Donna Bartlett, Dwight Badger, Garrett Merrill, Keith Daubenspeck, Michael Marderosian, Advanced Equities., First Allied Securities. Respondent Lawyers(s): Jeffrey Compton, Marie Mirch, Michael Frederick Marderosian Arbitrator(s): James O. Johnson, William L. Merkin, Sally G. Williams Hearing Site: San Diego, CA
| | Expungement |