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FINRA Awards for Jeffrey Compton

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0289812/23/2020Claimant(s): Minoo Daneshrad, Minoo Daneshrad IRA
Claimant Lawyers(s): Gregory Simon
Respondent(s): Western International Securities.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
Checkmark IconSettlement
18-0366804/28/2020Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0028404/02/2014Claimant(s): Robert Bennett, William Bennett, The Bennett Family Trust - 1989
Claimant Lawyers(s): A. Emory Wishon, Fatima Gioletti, Roger M. Schrimp
Respondent(s): Gary Reed, Jeffery Brookshire, Margaret Bennett, Mark Shoemaker, First Allied Securities., Reed, Shoemaker and Brookshire.
Respondent Lawyers(s): Dirk B. Paloutzian, Jeffrey Compton
Arbitrator(s): Peter H. Daly, Nancy A. Yonge, Zachary Scott Rigdon
Hearing Site: San Francisco, CA
Checkmark IconExpungement
11-0468407/09/2013Claimant(s): NNN Las Colinas Highlands 15, Morse-Huey Revocable Trust dated 5/10/05
Claimant Lawyers(s): David Liebrader
Respondent(s): Allen Minassian, Eric Babaian
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Barbara M. Zak, Anita Rae Shapiro, Peter J Cohen
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0311605/22/2013Claimant(s): Michael Stief
Claimant Lawyers(s): Marie Mirch
Respondent(s): Adam Antoniades, Alan Marcum, Catherine Cosgrove, Chapin Giordano, Craig Dindinger, David Rogers, Donna Bartlett, Dwight Badger, Garrett Merrill, Keith Daubenspeck, Michael Marderosian, Advanced Equities., First Allied Securities.
Respondent Lawyers(s): Jeffrey Compton, Marie Mirch, Michael Frederick Marderosian
Arbitrator(s): James O. Johnson, William L. Merkin, Sally G. Williams
Hearing Site: San Diego, CA
Checkmark IconExpungement

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