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FINRA Awards for Jeffrey Compton

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0320403/18/2020Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Christopher Canorro
Respondent Lawyers(s): Christopher Paul Canorro
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
11-0412908/21/2013Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Patrick Bray
Respondent Lawyers(s): W. Nerlon Kirkland
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
11-0331812/14/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Gabrell Chambers
Respondent Lawyers(s): Gabrell Christian Chambers
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Dallas, TX
11-0413209/05/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): Clarence Anderson
Respondent Lawyers(s): Clarence Joseph Anderson
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
11-0189902/09/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Jeffrey Compton
Respondent(s): John Newkirk
Respondent Lawyers(s): John Marcus Newkirk
Arbitrator(s): Thomas C. Wagner
Hearing Site: Cincinnati, OH
10-0111611/14/2011Claimant(s): Michael Di Pietro
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Kenneth E. Owen, Larry Haugaard, Morris S. Getzels
Hearing Site: Los Angeles, CA

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