FINRA Awards for James Edward Nash

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00841	10/08/2018	Claimant(s): Austin Wambold, James Wambold, Susan Wambold Claimant Lawyers(s): Lars K Soreide Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash Hearing Site: Omaha, NE		Expungement
14-02349	09/24/2018	Claimant(s): Fred Zenk Claimant Lawyers(s): Hilton Wiener Respondent(s): Paul Posillico, Qi Huang, Stephen Grivas, Obsidian Capital Holdings, Obsidian Financial Group Respondent Lawyers(s): Corporate Office, John Telfer, Paul Anthony Posillico, Qi Huang, Stephen Grivas Arbitrator(s): Murray S. Levin, Jeffrey M. Bain, James Edward Nash Hearing Site: Omaha, NE		$139,904
13-00771	03/27/2014	Claimant(s): Todd Tuls Claimant Lawyers(s): Timothy Feil Respondent(s): John Thomas Financial Respondent Lawyers(s): Company President Arbitrator(s): George A. Abbott, James Edward Nash, Linda Ann Mares Hearing Site: Omaha, NE		Stipulated Award
09-07108	09/08/2011	Claimant(s): Todd Simon Claimant Lawyers(s): Diane A. Nygaard Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Bruce Keplinger, Thomas J. Pleiss, James Edward Nash Hearing Site: Omaha, NE		$290,625