FINRA Awards for Brian H. Brick

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00508	07/24/2014	Claimant(s): Nohar Sumasar Claimant Lawyers(s): Brian H. Brick Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Hugh N. Fryer, Jeffrey G. Sommers, Gerald H. Grayson Hearing Site: New York, NY		Expungement
11-03404	04/09/2014	Claimant(s): Hornung Family Trust Claimant Lawyers(s): Brian H. Brick Respondent(s): David Lerner Associates. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Gregory J. Getz, Peter A. Seibel, Salvatore J. Bate Hearing Site: New York, NY		$0