FINRA Awards for Denis Dice

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01202	02/10/2022	Claimant(s): Patricia Mezzancello, DCB321 Claimant Lawyers(s): Jon A. Jacobson Respondent(s): David McCorison Respondent Lawyers(s): Denis Dice Arbitrator(s): Herbert Branitsky, Alessandra Piras Torrens, Peter Frank Ferola Hearing Site: Boca Raton, FL		$0
17-01069	06/07/2019	Claimant(s): Ira Adelman, Robin Adelman Claimant Lawyers(s): Ernest Sasso Respondent(s): Stephen Walker Respondent Lawyers(s): Denis Dice Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte Hearing Site: Philadelphia, PA		$0
18-01846	02/07/2019	Claimant(s): Anna Bjornson, Steven Bjornson Claimant Lawyers(s): Anna Bjornson, Steven Bjornson Respondent(s): Gary Gallagher, Voya Financial Advisors. Respondent Lawyers(s): Denis Dice Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC		Expungement
16-03694	07/09/2018	Claimant(s): Joan Cassidy, Robert Cassidy Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): The Investment Center. Respondent Lawyers(s): Denis Dice Arbitrator(s): Guillermo L. Bosch, Mark E. Hollern, Allen M. Kerpan Hearing Site: Philadelphia, PA		Expungement