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FINRA Awards for Scottrade Inc.

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Displaying 31-40 out of 66 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0077901/08/2015Claimant(s): Mashume Akpo-Esambe
Claimant Lawyers(s): Mashume Akpo-Esambe
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Thomas H. Barnard
Hearing Site: Cleveland, OH
Checkmark Icon$0
14-0107910/16/2014Claimant(s): Michael Korbel
Claimant Lawyers(s): Michael Korbel
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
Checkmark Icon$0
14-0053210/13/2014Claimant(s): Arlin Brock
Claimant Lawyers(s): Arlin Brock
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Guenter S. Cohn
Hearing Site: San Diego, CA
Checkmark Icon$25
14-0117610/01/2014Claimant(s): Martin Figueroa
Claimant Lawyers(s): Martin L Figueroa
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Thomas E. Shuck
Hearing Site: Los Angeles, CA
Checkmark Icon$213
14-0025408/26/2014Claimant(s): Francis Zimolzak
Claimant Lawyers(s): Francis Zimolzak
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$25
14-0031308/20/2014Claimant(s): Rick Haggstrom
Claimant Lawyers(s): Rick J. Haggstrom
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
Checkmark Icon$213
14-0024808/14/2014Claimant(s): Eric Neumann
Claimant Lawyers(s): Eric V Neumann
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leonard E. Benade
Hearing Site: Birmingham, AL
Checkmark Icon$425
12-0192608/13/2014Claimant(s): Joshua S. and Ronald E. Greenberg
Claimant Lawyers(s): G. Clinton Kelley
Respondent(s): Scottrade Inc., Scottrade Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Jeffrey M. Bain, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0021108/13/2014Claimant(s): Dwayne Lusk and Susan Lusk
Claimant Lawyers(s): Dwayne G. Lusk
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Chandler R Bridges
Hearing Site: Columbia, SC
Checkmark Icon$75
13-0352407/03/2014Claimant(s): Robert Maranghi
Claimant Lawyers(s): Robert J. Maranghi
Respondent(s): Harry Redmond, Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Frank W. Virgin
Hearing Site: Atlanta, GA
Checkmark Icon$0

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