| 16-00523 | 06/07/2017 | Claimant(s): Joseph Ritz, Susan Ritz
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael D. McDowell, Stuart C. Gaul, Carole Katz
Hearing Site: Pittsburgh, PA
|  | $110,425 |
| 15-02983 | 05/30/2017 | Claimant(s): George Miller
Claimant Lawyers(s): Michael J. Bruzzese
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John W. Eichleay, Justin Henry McCarthy, Barry J. Lipson
Hearing Site: Pittsburgh, PA
| | $152,130 |
| 16-01266 | 05/16/2017 | Claimant(s): Janice Leckey
Claimant Lawyers(s): Mark Shepard
Respondent(s): Fragasso Financial Advisors
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | $0 |
| 15-03368 | 11/25/2016 | Claimant(s): Whitman Evans
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Susan M. Thevenet, Richard W. Dissen, Miles David Braverman
Hearing Site: Pittsburgh, PA
| | $0 |
| 14-02395 | 11/11/2016 | Claimant(s): Evelyn Koury
Claimant Lawyers(s): John R. Orie
Respondent(s): Joy Mitchell, Kevin Flavin, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Michael D. McDowell, William L. White, Max D. Halpern
Hearing Site: Pittsburgh, PA
| | Expungement |
| 15-02625 | 10/21/2016 | Claimant(s): A. Kochis
Claimant Lawyers(s): A. Raymond Kochis
Respondent(s): USAA Financial Advisors., USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Stephen D Kursman, Richard Mark Gasperini, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
| | $0 |
| 15-01392 | 09/26/2016 | Claimant(s): Michael Wolf
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Source Capital Group.
Respondent Lawyers(s): Richard Slavin
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Pittsburgh, PA
| | $225 |
| 16-00054 | 07/25/2016 | Claimant(s): David McCormick, Ellen McCormick
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | $0 |
| 14-03169 | 06/08/2016 | Claimant(s): Brianna M. Leddy, Brooke Y. McWilliams, Connor McWilliams, Michael Leddy, Morgan E. McWilliams, Ryan Leddy, Shane W. McWilliams, IRA FBO Karen L. McWilliams, Karen L. and Kirk A. McWilliams
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Patricia Miller, Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward, Patricia S. Miller
Arbitrator(s): Kathleen P. Helbig-Hannan, Christopher Lepore, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
| | $320,490 |
| 13-02154 | 02/16/2016 | Claimant(s): Ani Baumgarner, James Baumgarner
Claimant Lawyers(s): James D. Baumgarner
Respondent(s): Howard Kay, FSC Securities Corporation
Respondent Lawyers(s): Craig Vollono, Howard Kay
Arbitrator(s): Frank C. Fogl, Rosemary Christina Crawford, Stuart C. Gaul
Hearing Site: Pittsburgh, PA
| | $60,250 |
