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FINRA Awards for Stephan Stein

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0108402/15/2022Claimant(s): Antonia Hieronymus, Daniel Hassett, David Freshwater, Joseph Reilly, Steven Rothstein, Vijay Ande
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Roy B. Gonas, Michael J. Quarequio, Joseph Benalt
Hearing Site: Boca Raton, FL
Checkmark Icon$512,731
18-0295709/13/2019Claimant(s): James Besarkarski
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Demitry Portnoy, Joseph Alagna, Justin Giannillo, Ryan Vernoia, Stephan Stein, Steven Singer, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Justin Giannillo, Ryan Anthony Vernoia
Arbitrator(s): Steven T. Stern
Hearing Site: New York, NY
Checkmark Icon$0
11-0478309/05/2014Claimant(s): Charles Jia, Laura Zhou
Claimant Lawyers(s): Steven M. Green
Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod
Hearing Site: San Diego, CA
Checkmark IconExpungement
12-0417605/23/2014Claimant(s): John Troutman
Claimant Lawyers(s): Rebecca S. LeGrand
Respondent(s): Anthony Lubrano, Joseph Alagna, Keith Michelfelder, Philip Goodman, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Amit Shah
Arbitrator(s): Janet Thomas Johnson, Mona Koppel Mitnick, John Stuart Graham
Hearing Site: Baltimore, MD
Checkmark Icon$702,037

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