| 24-00002 | 11/04/2024 | Claimant(s): Jose Sala-Colon, Melanie Rossello-Wirshing, Jose M. Sala Colon Retirement Plan, Jose Sala-Colon and Melanie Rosello
Claimant Lawyers(s): Francisco A. Feliu
Respondent(s): Arkadios Capital, Pariter Securities
Respondent Lawyers(s): Roberto C. Quinones-Rivera, Ubaldo M. Fernandez Barrera
Arbitrator(s): Victor Calderon, Sergio A. Dominguez, Wanda L Esteras
Hearing Site: San Juan, PR
|  | $0 |
| 23-03473 | 08/20/2024 | Claimant(s): Vand PR LLC
Claimant Lawyers(s): Francisco Pujol
Respondent(s): Enrique Pascual Imbert, Stonecrest Capital Markets.
Respondent Lawyers(s): Ramon Coto-Ojeda
Arbitrator(s): Jaime J. Aponte-Parsi, Ramon Barquin
Hearing Site: San Juan, PR
| | $0 |
| 19-02942 | 04/04/2024 | Claimant(s): Edna Angeli
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Eric Ross Cromartie, Ross B. Russell, Rayner Mathias Bettendorf
Hearing Site: San Juan, PR
| | Expungement |
| 23-00190 | 08/15/2023 | Claimant(s): Eduardo Smith
Claimant Lawyers(s): Guillermo J. Silva-Wiscovich
Respondent(s): First Southern
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke
Hearing Site: San Juan, PR
| | $300 |
| 18-01944 | 04/19/2023 | Claimant(s): GAMASA
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr
Hearing Site: San Juan, PR
| | $0 |
| 18-03640 | 12/20/2022 | Claimant(s): Felipe Benedit Bueno, Janette Lindenmann, Benedit Holdings Co.
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Popular Securities.
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Andrea U. Calve, G. Dennis Sheehan, Victor Calderon
Hearing Site: San Juan, PR
| | Expungement |
| 22-00127 | 07/06/2022 | Claimant(s): Dilusso Properties Corp.
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Maria Elena Martinez
Arbitrator(s): Marie G. Peterson, Carl F. Bowmer, Nancy Wiegers Greenwald
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 22-00183 | 06/08/2022 | Claimant(s): Robert Fleming
Claimant Lawyers(s): Robert A. Fleming
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | $6,288 |
| 21-00598 | 02/07/2022 | Claimant(s): Zoraida Cruz Torres, Fideicomiso Zoraida Cruz Torres
Claimant Lawyers(s): Luis E. Minana
Respondent(s): Popular Securities.
Respondent Lawyers(s): Maria T. Alvarez-Santos
Arbitrator(s): Robert G. Falbisaner, Sergio A. Dominguez, Jose Francisco Cartaya Morales
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 20-01009 | 12/22/2021 | Claimant(s): Cooperativa De Ahorro Y Credito Jayuya
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Richard James Igou, Hiram Lee Tanner, Hector R Lopez-Garcia
Hearing Site: San Juan, PR
| | Expungement |
