FINRA Awards for Robert S. Baran

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01461	05/10/2022	Claimant(s): Leslie Miller Claimant Lawyers(s): Matthew H. Hoy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Leonard Arthur Nelson, Steven Joseph Streen, Robert S. Baran Hearing Site: Kansas City, MO		$1
16-01790	06/28/2017	Claimant(s): Rosemarie McBride Claimant Lawyers(s): Adam M. Green Respondent(s): Wells Fargo Advisors Financial Network, Janet Horowitz Respondent Lawyers(s): Alan Baskin, Judy Louie Arbitrator(s): Howard R. Gaines, Jan Marie Mackulak, Robert S. Baran Hearing Site: Phoenix, AZ		Expungement
10-04833	02/28/2012	Claimant(s): Carol Mitchell-Gears, Keith Mitchell-Gears Claimant Lawyers(s): Irwin Stein, Tanya Sacks Respondent(s): August Stock, Jerome Rydell, John McClellan, Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Joe S. Tarrer, Ralph H. Martin, Robert S. Baran Hearing Site: Phoenix, AZ		Expungement
10-02024	07/19/2011	Claimant(s): Jakob Muller, Mary Byrnes, Muri Trust Claimant Lawyers(s): Ronald E. Miller Respondent(s): Andrew Siegel, Morgan Stanley Respondent Lawyers(s): Wendy R. Robinson Arbitrator(s): George W. Harding, Ralph H. Martin, Robert S. Baran Hearing Site: Phoenix, AZ		$0