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FINRA Awards for Robert S. Baran

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0213005/07/2021Claimant(s): John Distefano
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Robert S. Baran
Hearing Site: Kansas City, MO

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