Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01703 | 08/07/2015 | Claimant(s): Betty Fischer, Herbert Fischer Claimant Lawyers(s): John J. Muldoon Respondent(s): Daniel Micha, RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Joseph D. Vu Hearing Site: Milwaukee, WI |  | $300 |
| 13-03281 | 07/14/2014 | Claimant(s): Henry Engelhardt Claimant Lawyers(s): Henry Engelhardt Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | | $550 |
| 12-02710 | 05/17/2013 | Claimant(s): Gabriel and Mary T. Frangione JTTENROS Claimant Lawyers(s): Gabriel Frangione Respondent(s): Edward Buecker, RBC Capital Markets LLC Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $15,274 |
| 09-01655 | 03/12/2010 | Claimant(s): David Driesen Claimant Lawyers(s): David M. Driesen Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Frank C. Fogl Hearing Site: Rochester, NY | | $7,664 |
| 07-02598 | 03/31/2009 | Claimant(s): David Chotkowski Claimant Lawyers(s): David D. Chotkowski Respondent(s): RBC Dain Rauscher. Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): David Plimpton, Ruth-Ellen Post, Jacqueline Marie Pierre Hearing Site: Augusta, ME | | Stipulated Award |
| 06-04160 | 12/12/2008 | Claimant(s): Karen Wagner Claimant Lawyers(s): Bart Heemskerk Respondent(s): Gerald Kalish, RBC Dain Rauscher. Respondent Lawyers(s): Patrick J. Howley Arbitrator(s): Robert M. Singer Hearing Site: Hartford, CT | | $0 |